For your convenience, we have included links to custodian web portals so you can access your account statements.

 

CUSTODIAN: RAYMOND JAMES FINANCIAL SERVICES

Raymond James Financial Services; Investment Advisor Division

As your financial advisor, we’re expected to make decisions about your money based on the highest degree of scrutiny. You can be assured that we use the same approach when choosing the service providers we employ to help meet your financial objectives. Working with Raymond James Financial Services gives Day Hagan Asset Management access to a wide range of products and services that can help us serve the needs of our clients.

What is a Custodian?

A custodian is a financial institution that has legal responsibility for a customer’s securities. Custodianship includes management as well as safekeeping, and this service incurs additional fees. Our firm, like all investment managers, is required to have a custodian. Raymond James Financial Services provides clearing and custody services to Day Hagan Asset Management. A clearing firm is an organization that works with financial exchanges to handle the confirmation, delivery and settlement of transactions.

How does our relationship with Raymond James Financial Services work with you?

Raymond James Financial Services is a leading provider of trading, custody and brokerage services to Registered Investment Advisors, Trust Institutions and Third-Party Administrators. Day Hagan Asset Management is able to leverage the capital, resources and expertise of the Raymond James organization, one of the world’s largest financial services companies, on behalf of its clients.

 

Record keeping that helps simplify your life

The need to keep track of your transactions, including capital gains and losses, can be a burden—especially at tax time. Through our relationship with Raymond James Financial Services, you will receive a simplified, consolidated statement each month reflecting all your investment positions and transactions in your Raymond James brokerage account. At the end of the year, you will receive one 1099 tax form and a summary statement, which can make preparing your tax return much easier.

Raymond James is an independent company, unaffiliated with Day Hagan Asset Management. Raymond James Financial Services is a service provider to Day Hagan Asset Management.

There is no form of legal partnership, agency affiliation or similar relationship between Day Hagan Asset Management and Raymond James, nor is such a relationship created or implied by the information herein. Raymond James has not been involved in the preparation of the content supplied by Day Hagan Asset Management and does not guarantee or assume any responsibility for its content.